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S.B. 774 VETOES
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(2) THE AMOUNT, NATURE, QUALITY, AND LIQUIDITY OF THE ASSETS OF
THE APPLICANT;
(3) THE AMOUNT AND NATURE OF THE LIABILITIES, INCLUDING
CONTINGENT LIABILITIES, OF THE APPLICANT;
(4) THE HISTORY OF, AND PROSPECTS FOR, THE APPLICANT TO EARN
AND RETAIN INCOME;
(5) THE QUALITY OF THE OPERATIONS OF THE APPLICANT;
(6) THE QUALITY OF THE MANAGEMENT OF THE APPLICANT;
(7) THE NATURE AND QUALITY OF THE PERSON THAT HAS CONTROL OF
THE APPLICANT; AND
(8) ANY OTHER FACTOR THE COMMISSIONER DEEMS RELEVANT.
[12-406.] 12-407.
(a) [(1)] To apply for a license, an applicant shall [sign] COMPLETE and
submit to the Commissioner [a verified] AN application MADE UNDER OATH [in] ON
the form that the Commissioner requires.
[(2) The application shall include:
(i) The applicant's name, business address, and, if the applicant is
an individual, residence address;
(ii) If the applicant is a corporation or association, the name and
business address of each of its officers and directors;
(iii) If the applicant is an unincorporated entity with less than 100
members or a partnership, the name and business address of each of its members;
(iv) The address at which the business is to be conducted; and
(v) The name, business address, and nature of business of each
agent who is authorized to do business on behalf of the applicant.
(b) (1) With the application, the applicant shall submit the most recent
unconsolidated financial statement of the applicant.
(2) The statement shall:
(i) Be prepared in accordance with generally accepted accounting
principles applied on a consistent basis;
(ii) Be audited and certified by an independent certified public
accountant; and
(iii) Include a schedule of all of the permissible investments of the
applicant.]
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(B) AN APPLICANT SHALL PROVIDE:
- 4852 -
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