Volume 796, Page 2153 View pdf image |
(b) Acquiesced in the procurement by the bailor or his nominee of any 8-103. (f) A commodity contract, as defined in § [9-115] 9-102(A)(15) of this article, is 8-106. (a) A purchaser has "control" of a certificated security in bearer form if the (b) A purchaser has "control" of a certificated security in registered form if the (1) The certificate is indorsed to the purchaser or in blank by an effective (2) The certificate is registered in the name of the purchaser, upon (c) A purchaser has "control" of an uncertificated security if: (1) The uncertificated security is delivered to the purchaser; or (2) The issuer has agreed that it will comply with instructions originated (d) A purchaser has "control" of a security entitlement if: (1) The purchaser becomes the entitlement holder; [or] (2) The securities intermediary has agreed that it will comply with (3) ANOTHER PERSON HAS CONTROL OF THE SECURITY ENTITLEMENT (e) If an interest in a security entitlement is granted by the entitlement holder (f) A purchaser who has satisfied the requirements of subsection (c)[(2)] or |
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Volume 796, Page 2153 View pdf image |
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