clear space clear space clear space white space
A
 r c h i v e s   o f   M a r y l a n d   O n l i n e
  Maryland State Archives | Index | Help | Search search for:
clear space
white space
Session Laws, 1997
Volume 795, Page 4854   View pdf image
 Jump to  
  << PREVIOUS  NEXT >>
clear space clear space clear space white space

H.B. 877                                                       VETOES

(I)       A NOTICE IN A FORM THAT THE COMMISSIONER REQUIRES OR
THE DOCUMENTS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION
UNDER THE SECURITIES ACT OF 1933:

(II)     A CONSENT TO SERVICE OF PROCESS SIGNED BY THE ISSUER;
AND

(III)   THE FEE REQUIRED UNDER § 11-510.1 OF THIS SUBTITLE; AND

(IV) ANY DOCUMENT THAT IS TART OF A CURRENT FEDERAL
REGISTRATION STATEMENT FILED WITH THE UNITED STATES SECURITIES AND
EXCHANGE COMMISSION UNDER THE SECURITIES ACT OF 1933, AND

(2)      AFTER THE INITIAL OFFER OF THE FEDERAL COVERED SECURITY
IN THIS STATE:

(I)      ANY DOCUMENT THAT IS PART OF AN AMENDMENT TO A
CURRENT FEDERAL REGISTRATION STATEMENT FILED WITH THE UNITED STATES
SECURITIES AND EXCHANGE COMMISSION UNDER THE SECURITIES ACT OF 1933;
AND

(II)     AS NECESSARY TO COMPUTE FEES, AN ANNUAL OR PERIODIC
REPORT OF THE VALUE OF THE FEDERAL COVERED SECURITIES OFFERED OR SOLD
IN THIS STATE TOGETHER WITH ANY FEE REQUIRED UNDER § 11-510.1(B) AND (C) OF
THIS SUBTITLE

(C) WITH RESPECT TO A FEDERAL COVERED SECURITY SPECIFIED IN §

18(B)(3) or THE SECURITIES ACT OF 1933, THE COMMISSIONER MAY REQUIRE, BY

RULE, ORDER, OR OTHERWISE, THE ISSUER TO FILE:

(1) ANY DOCUMENT TILED WITH TIE UNITED STATES SECURITIES AND
EXCHANGE COMMISSION UNDER THE SECURITIES ACT OF 1933; AND

(2)      THE FEE REQUIRED UNDER § 11-506 OF THIS SUBTITLE.

(D) (C) WITH RESPECT TO A SECURITY THAT IS A FEDERAL COVERED
SECURITY SPECIFIED IN § 18(B)(4)(D) § 18(B)(3) OR f 4) OF THE SECURITIES ACT OF 1933,
THE COMMISSIONER MAY REQUIRE, BY RULE, ORDER, OR OTHERWISE, THE ISSUER
TO FILE:

(1)      A CONSENT TO SERVICE OF PROCESS SIGNED BY THE ISSUER;

(2)      THE FEE REQUIRED UNDER § 11-506 OF THIS SUBTITLE; AND

(3)      ANY DOCUMENT FILED WITH THE UNITED STATES SECURITIES AND
EXCHANGE COMMISSION UNDER THE SECURITIES ACT OF 1933.

(E) (D) EXCEPT FOR A FEDERAL COVERED SECURITY SPECIFIED IN §
18(B)(1) OF THE SECURITIES ACT OF 1933, THE COMMISSIONER MAY ISSUE A STOP
ORDER SUSPENDING THE OFFER AND SALE OF A FEDERAL COVERED SECURITY, IF
THE COMMISSIONER FINDS THAT:

(1) THE ORDER IS IN THE PUBLIC INTEREST; AND

- 4854 -

 

clear space
clear space
white space

Please view image to verify text. To report an error, please contact us.
Session Laws, 1997
Volume 795, Page 4854   View pdf image
 Jump to  
  << PREVIOUS  NEXT >>


This web site is presented for reference purposes under the doctrine of fair use. When this material is used, in whole or in part, proper citation and credit must be attributed to the Maryland State Archives. PLEASE NOTE: The site may contain material from other sources which may be under copyright. Rights assessment, and full originating source citation, is the responsibility of the user.


Tell Us What You Think About the Maryland State Archives Website!



An Archives of Maryland electronic publication.
For information contact mdlegal@mdarchives.state.md.us.

©Copyright  August 17, 2024
Maryland State Archives