PARRIS N. GLENDENING, Governor

Ch. 36

THE STATEMENT MUST BE FILED AT LEAST 60 DAYS BEFORE A TRANSACTION
SUBJECT TO THIS SUBTITLE IS PROPOSED TO BECOME EFFECTIVE.

(C) CONTENTS.

THE STATEMENT REQUIRED BY SUBSECTION (A) OF THIS SECTION MUST
CONTAIN:

(1)      THE NAME AND ADDRESS OF EACH INDIVIDUAL, BY OR FOR WHOM
THE TRANSACTION SUBJECT TO THIS SUBTITLE IS TO BE MADE, AND BACKGROUND
INFORMATION ABOUT THE INDIVIDUAL, INCLUDING:

(I)      THE PRINCIPAL OCCUPATION OF AND ALL OFFICES AND
POSITIONS HELD BY THE INDIVIDUAL DURING THE PAST 10 YEARS; AND

(II)     OTHER THAN MINOR TRAFFIC OFFENSES, CRIMES OF WHICH
THE INDIVIDUAL HAS BEEN CONVICTED DURING THE PAST 10 YEARS;

(2)      THE NAME AND ADDRESS OF EACH PERSON THAT IS NOT AN
INDIVIDUAL, BY OR FOR WHOM THE TRANSACTION SUBJECT TO THIS SUBTITLE IS
TO BE MADE, AND BACKGROUND INFORMATION ABOUT THE PERSON, INCLUDING:

(I)      THE NATURE OF THE PERSON'S BUSINESS OPERATIONS AND
THOSE OF ITS PREDECESSORS DURING THE PAST 10 YEARS OR ANY SHORTER
PERIOD THAT THE PERSON AND ANY PREDECESSORS HAVE EXISTED;

(II)     A DESCRIPTION OF THE BUSINESS THAT THE PERSON AND ITS
SUBSIDIARIES INTEND TO DO;

(III)   A LIST OF THE PERSON'S CURRENT DIRECTORS AND
EXECUTIVE OFFICERS, INDIVIDUALS WHO HAVE BEEN SELECTED TO HOLD THOSE
POSITIONS, AND INDIVIDUALS WHO PERFORM OR WILL PERFORM FUNCTIONS
APPROPRIATE TO THOSE POSITIONS; AND

(IV)    FOR EACH INDIVIDUAL LISTED UNDER SUBITEM (III) OF THIS
ITEM:

1. THE PRINCIPAL OCCUPATION OF AND ALL OFFICES AND
POSITIONS HELD BY THE INDIVIDUAL DURING THE PAST 10 YEARS; AND

2. OTHER THAN MINOR TRAFFIC OFFENSES, CRIMES OF
WHICH THE INDIVIDUAL HAS BEEN CONVICTED DURING THE PAST 10 YEARS;

(3)      FULLY AUDITED FINANCIAL INFORMATION ABOUT THE EARNINGS
AND FINANCIAL CONDITION OF EACH ACQUIRING PERSON AND ANY PREDECESSOR
FOR THE PAST 5 FISCAL YEARS OR ANY SHORTER PERIOD THAT EACH ACQUIRING
PERSON AND ANY PREDECESSOR HAVE EXISTED;

(4)      SIMILAR UNAUDITED FINANCIAL INFORMATION DATED WITHIN 90
DAYS BEFORE THE STATEMENT IS FILED;

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