1992

LAWS OF MARYLAND

[Ch. 311

SUBTITLE, BUT THIS ADVICE BY THE COMMISSIONER DOES NOT
PRECLUDE THE INSTITUTION OF THE PROCEEDING AT ANY TIME.

(D) SECURITY FOR WHICH DOCUMENTS HAVE BEEN FILED
WITH SECURITIES AND EXCHANGE COMMISSION.

(1)   ANY SECURITY FOR WHICH THE DOCUMENTS
REQUIRED BY ANY REGULATION ADOPTED BY THE SECURITIES AND
EXCHANGE COMMISSION UNDER §3 (B) OR §3 (C) OF THE
SECURITIES ACT OF 1933 HAVE BEEN FILED WITH THE
COMMISSION IN CONNECTION WITH THE SAME OFFERING MAY BE
REGISTERED BY COORDINATION ON COMPLIANCE WITH SUBSECTIONS
(B) AND (C) OF THIS SECTION IN THE MANNER THE
COMMISSIONER BY PULE OR ORDER MAY PRESCRIBE.

(2)    FOR PURPOSES OF THIS SUBSECTION, THE
TERMS "FEDERAL REGISTRATION STATEMENT" AND "FEDERAL
PROSPECTUS" INCLUDE THE DOCUMENTS, INCLUDING THE
OFFERING CIRCULAR, IF ANY, WHICH MAY BE FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION IN ACCORDANCE WITH
ANY SUCH REGULATION.

REVISOR'S NOTE: This section presently appears as
Art. 32A, §21.

The only changes are technical changes in
style.

11-504. REGISTRATION BY QUALIFICATION.

(A)   SECURITY WHICH MAY BE REGISTERED.

ANY SECURITY MAY BE REGISTERED BY QUALIFICATION.

(B)   INFORMATION TO BE CONTAINED IN REGISTRATION
STATEMENT; ACCOMPANYING DOCUMENTS.

A REGISTRATION STATEMENT UNDER THIS SECTION SHALL
CONTAIN THE FOLLOWING INFORMATION AND BE ACCOMPANIED BY
THE FOLLOWING DOCUMENTS, IN ADDITION TO THE INFORMATION
SPECIFIED IN §11-507 (A) OF THIS SUBTITLE AND THE CONSENT
TO SERVICE OF PROCESS REQUIRED BY §11-802 (A) OF THIS
TITLE:

(1) WITH RESPECT TO THE ISSUER AND ANY
SIGNIFICANT SUBSIDIARY:

(I)    ITS NAME, ADDRESS, AND FORM OF
ORGANIZATION;

(II)     THE STATE OR FOREIGN JURISDICTION AND
DATE OF ITS ORGANIZATION;

(III)    THE GENERAL CHARACTER AND LOCATION OF