1970

LAWS OF MARYLAND

[Ch. 311

REVISOR'S NOTE: This section presently appears as
Art. 32A, §36(a) through (e).

The only changes are technical changes in
style.

11-204.        HEARINGS TO BE PUBLIC.

EVERY HEARING IN AN ADMINISTRATIVE    PROCEEDING SHALL

BE PUBLIC UNLESS THE COMMISSIONER IN      HIS DISCRETION

GRANTS A REQUEST JOINED IN BY ALL THE   RESPONDENTS THAT
THE HEARING BE CONDUCTED PRIVATELY.

REVISOR'S NOTE: This section presently appears as

     Art. 32A, §36(f).

The only changes are technical changes in
style.

11-205. FILING OF SALES AND ADVERTISING LITERATURE.

THE COMMISSIONER BY RULE OR ORDER MAY REQUIRE THE
FILING OF ANY PROSPECTUS, PAMPHLET, CIRCULAR, FORM
LETTER, ADVERTISEMENT, OR OTHER SALES LITERATURE OR
ADVERTISING COMMUNICATION ADDRESSED OR INTENDED FOR
DISTRIBUTION TO PROSPECTIVE INVESTORS, INCLUDING CLIENTS
OR PROSPECTIVE CLIENTS OF AN INVESTMENT ADVISER, UNLESS
THE SECURITY OR TRANSACTION IS EXEMPTED BY SUBTITLE 6 OF
THIS TITLE.

REVISOR'S NOTE: This section presently appears as
Art. 32A, §27.

The only changes are technical changes in
style.

11-206. ADMINISTRATIVE FILES AND OPINIONS.

(A)   WHEN DOCUMENT IS FILED.

A DOCUMENT IS FILED WHEN IT IS RECEIVED BY THE
COMMISSIONER.

(B)   REGISTER TO BE KEPT BY COMMISSIONED.

(1)   THE COMMISSIONER SHALL KEEP A REGISTER OF
EVERY APPLICATION FOP REGISTRATION AND EVERY REGISTRATION
STATEMENT WHICH IS OR HAS EVER BEEN EFFECTIVE UNDER
THIS TITLE AND EVERY DENIAL, SUSPENSION, OR REVOCATION
ORDER WHICH IS ENTERED UNDER THIS TITLE.

(2)    THE REGISTER SHALL BE OPEN FOR PUBLIC
INSPECTION.