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Session Laws, 2007, Special Session
Volume 804, Page 143   View pdf image
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Martin O'Malley, Governor

Ch. 4

(4)       THE ORGANIZATION, FINANCIAL STRUCTURE. AND NATURE OF
ALL BUSINESSES OPERATED BY THE BUSINESS ENTITY'S HOLDING.
INTERMEDIARY. AND SUBSIDIARY COMPANIES OR OTHER SIMILAR BUSINESS
ENTITIES;

(5)       THE RIGHTS AND PRIVILEGES ACQUIRED BY THE HOLDERS OF
DIFFERENT CLASSES OF AUTHORIZED SECURITIES. PARTNERSHIP INTERESTS.
OR OTHER SIMILAR OWNERSHIP INTERESTS OF THE BUSINESS ENTITY AND ITS
HOLDING. INTERMEDIARY. AND SUBSIDIARY COMPANIES OR OTHER SIMILAR
BUSINESS ENTITIES;

(6)       THE TERMS ON WHICH THE SECURITIES. PARTNERSHIP
INTERESTS. OR OTHER SIMILAR OWNERSHIP INTERESTS HAVE BEEN OR ARE TO
BE OFFERED:

(7)       THE TERMS AND CONDITIONS OF ALL OUTSTANDING LOANS.
MORTGAGES. TRUST DEEDS. PLEDGES. OR OTHER INDEBTEDNESS OR SECURITY
DEVICES UTILIZED BY THE BUSINESS ENTITY;

(8)       THE EXTENT OF THE EQUITY SECURITY HOLDING IN THE
BUSINESS ENTITY OF THE OFFICERS. DIRECTORS. PARTNERS. AND
UNDERWRITERS AND THEIR REMUNERATION IN THE FORM OF SALARY. WAGES.
FEES. OR OTHERWISE;

(9)       THE NAMES OF PERSONS OTHER THAN THE DIRECTORS AND
OFFICERS WHO OCCUPY POSITIONS SPECIFIED BY THE COMMISSION OR WHOSE
COMPENSATION EXCEEDS AN AMOUNT DETERMINED BY THE COMMISSION;

(10)    THE NAMES OF PERSONS WHO OWN OR CONTROL THE
BUSINESS ENTITY:

(11)    A DESCRIPTION OF ALL BONUS AND PROFIT SHARING
ARRANGEMENTS;

(12)    COPIES OF MANAGEMENT AND SERVICE CONTRACTS: AND

(13)    A LISTING OF STOCK OPTIONS.

(B) IF A BUSINESS ENTITY THAT APPLIES FOR A VIDEO LOTTERY
OPERATION LICENSE IS A SUBSIDIARY OR IF A BUSINESS ENTITY HOLDING A
VIDEO LOTTERY OPERATION LICENSE IS TO BECOME A SUBSIDIARY. EACH
HOLDING COMPANY AND EACH INTERMEDIARY COMPANY WITH RESPECT TO THE

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Session Laws, 2007, Special Session
Volume 804, Page 143   View pdf image
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