PARRIS N. GLENDENING, Governor

Ch. 36

EACH INSURER SUBJECT TO REGISTRATION SHALL FILE THE REGISTRATION
STATEMENT ON THE FORM PROVIDED BY THE COMMISSIONER, CONTAINING THE
FOLLOWING CURRENT INFORMATION:

(1)      THE CORPORATE AND CAPITAL STRUCTURE, GENERAL FINANCIAL
CONDITION, OWNERSHIP, AND MANAGEMENT OF THE INSURER AND OF ANY
PERSON CONTROLLING THE INSURER;

(2)      THE IDENTITY AND RELATIONSHIP ' OF EACH MEMBER OF THE
INSURANCE HOLDING COMPANY SYSTEM;

(3)      ANY PLEDGE OF THE INSURER'S STOCK, INCLUDING STOCK OF A
SUBSIDIARY OR CONTROLLING AFFILIATE, FOR A LOAN MADE TO ANY MEMBER OF
THE INSURANCE HOLDING COMPANY SYSTEM;

(4)      THE FOLLOWING AGREEMENTS IN FORCE, AND TRANSACTIONS
CURRENTLY OUTSTANDING OR THAT HAVE OCCURRED DURING THE PREVIOUS
CALENDAR YEAR BETWEEN THE INSURER AND THE INSURER'S AFFILIATES:

(I)       LOANS, OTHER INVESTMENTS, PURCHASES, SALES, AND
EXCHANGES OF SECURITIES OF THE AFFILIATES BY THE INSURER OR OF THE
INSURER BY ITS AFFILIATES;

(II)     PURCHASES, SALES, AND EXCHANGES OF ASSETS;

(III)   TRANSACTIONS NOT IN THE ORDINARY COURSE OF BUSINESS;

(IV)    EXCEPT FOR INSURANCE CONTRACTS ENTERED INTO IN THE
ORDINARY COURSE OF THE INSURER'S BUSINESS, GUARANTEES OR UNDERTAKINGS
FOR THE BENEFIT OF AN AFFILIATE THAT RESULT IN AN ACTUAL CONTINGENT
EXPOSURE TO LIABILITY OF THE INSURER'S ASSETS;

(V)     MANAGEMENT AGREEMENTS, SERVICE CONTRACTS, AND
COST-SHARING ARRANGEMENTS;

(VI)    REINSURANCE AGREEMENTS;

(VII)  DIVIDENDS AND OTHER DISTRIBUTIONS TO SHAREHOLDERS;
AND

(VIII)    CONSOLIDATED TAX ALLOCATION AGREEMENTS;

(5)      ANY OTHER MATTERS ABOUT TRANSACTIONS BETWEEN THE
INSURER AND ITS AFFILIATES THAT THE REGISTRATION STATEMENT FORM
REQUIRES; AND

(6)      A SUMMARY OUTLINING ALL ITEMS IN THE CURRENT
REGISTRATION STATEMENT THAT REPRESENT CHANGES FROM THE PRIOR
REGISTRATION STATEMENT.

(B) INFORMATION NECESSARY FOR COMPLIANCE.

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