HARRY HUGHES, Governor

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(B)  THE NUMBER OF SHARES OR UNITS TRANSFERRED;

(C)  THE NAME AND ADDRESS AND ANY TAXPAYER
IDENTIFICATION NUMBER OF THE FORMER REGISTERED OWNER AND OF ANY
FORMER REGISTERED PLEDGEE; AND

(D)  THE DATE THE TRANSFER WAS REGISTERED.

(6)  AT PERIODIC INTERVALS, AT LEAST ANNUALLY AND AT ANY
TIME ON THE REASONABLE WRITTEN REQUEST OF THE REGISTERED OWNER,
THE ISSUER SHALL SEND TO THE REGISTERED OWNER OF EACH
UNCERTIFICATED SECURITY A DATED WRITTEN STATEMENT CONTAINING:

(A)  A DESCRIPTION OF THE ISSUE OF WHICH THE
UNCERTIFICATED SECURITY IS A PART;

(B)  THE NAME AND ADDRESS AND ANY TAXPAYER
IDENTIFICATION NUMBER OF THE REGISTERED OWNER;

(C)  THE NUMBER OF SHARES OR UNITS OF THE
UNCERTIFICATED SECURITY REGISTERED IN THE NAME OF THE REGISTERED
OWNER ON THE DATE OF THE STATEMENT;

(D)  THE NAME AND ADDRESS AND ANY TAXPAYER
IDENTIFICATION NUMBER OF ANY REGISTERED PLEDGEE AND THE NUMBER OF
SHARES OR UNITS SUBJECT TO THE PLEDGE; AND

(E)  A NOTATION OF ANY LIENS AND RESTRICTIONS OF THE
ISSUER AND ANY ADVERSE CLAIMS (AS TO WHICH THE ISSUER HAS A DUTY
UNDER § 8-403(4)) TO WHICH THE UNCERTIFICATED SECURITY IS OR MAY
BE SUBJECT OR A STATEMENT THAT THERE ARE NONE OF THOSE LIENS,
RESTRICTIONS OR ADVERSE CLAIMS.

(7)  AT PERIODIC INTERVALS, AT LEAST ANNUALLY AND AT ANY
TIME UPON THE REASONABLE WRITTEN REQUEST OF THE REGISTERED
PLEDGEE, THE ISSUER SHALL SEND TO THE REGISTERED PLEDGEE OF EACH
UNCERTIFICATED SECURITY A DATED WRITTEN STATEMENT CONTAINING:

(A)  A DESCRIPTION OF THE ISSUE OF WHICH THE
UNCERTIFICATED SECURITY IS A PART;

(B)  THE NAME AND ADDRESS AND ANY TAXPAYER
IDENTIFICATION NUMBER OF THE REGISTERED OWNER;

(C)  THE NAME AND ADDRESS AND ANY TAXPAYER
IDENTIFICATION NUMBER OF THE REGISTERED PLEDGEE;

(D)  THE NUMBER OF SHARES OR UNITS SUBJECT TO THE
PLEDGE; AND

(E)  A NOTATION OF ANY LIENS AND RESTRICTIONS OF THE
ISSUER AND ANY ADVERSE CLAIMS (AS TO WHICH THE ISSUER HAS A DUTY
UNDER § 8-403(4)) TO WHICH THE UNCERTIFICATED SECURITY IS OR MAY
BE SUBJECT OR A STATEMENT THAT THERE ARE NONE OF THOSE LIENS,
RESTRICTIONS OR ADVERSE CLAIMS.