HARRY HUGHES, Governor

2901

savings institution, or trust company organized and
supervised under the laws of any state;

(4)  Any security issued by and representing an
interest in or a debt of, or guaranteed by any federal
savings and loan association, or any building and loan or
similar association organized and supervised under the laws
of any state and authorized to do business in this State;

(5)  Any security issued by and representing an
interest in or a debt of, or guaranteed by, any insurance
company organized under the laws of any state and authorized
to do business in this State;

(6)  Any security issued or guaranteed by any federal
credit union or any credit union, industrial loan
association, or similar association organized and supervised
under the laws of this State;

(7)  Any security issued or guaranteed by any railroad,
other common carrier, public utility, or holding company
which is:

(i) Subject to the jurisdiction of the
Interstate Commerce Commission;

(ii) A registered holding company under the
Public Utility Holding Company Act of 1935 or a subsidiary
of such a company within the meaning of that act;

(iii) Regulated in respect of its rates and
charges by a governmental authority of the United States or
any state; or

(iv) Regulated in respect of the issuance or
guarantee of the security by a governmental authority of the
United States, any state, Canada, or any Canadian province;

(8) (i) Any security listed or approved for listing on
notice of issuance on the New York Stock Exchange, the
American Stock Exchange, [the Pacific Coast Stock Exchange,
the Midwest Stock Exchange, the
Philadelphia-Baltimore-Washington] THE PHILADELPHIA Stock
Exchange, or any other exchange which the Commissioner
[considers] DESIGNATED DESIGNATES BY ORDER to have
substantially the same standards for listing as required by
these exchanges;

(ii) Any other security of the same issuer which
is of senior or substantially equal rank;

(iii) Any security called for by subscription
rights or warrants so listed or approved; or

(iv) Any warrant or right to purchase or
subscribe to any of these;