1998

LAWS OF MARYLAND

[Ch. 311

Art. 32A, §23(a).

The only changes are technical changes in
style.

11-506. FILING FEE.

(A) IN GENERAL.

EVERY PERSON FILING A REGISTRATION STATEMENT SHALL
PAY A FILING FEE OF 0.1 PERCENT OF THE MAXIMUM AGGREGATE
OFFERING PRICE AT WHICH THE REGISTERED SECURITIES ARE TO
BE OFFERED IN THIS STATE, BUT THE FEE MAY NOT BE IN ANY
CASE LESS THAN $25 OR MORE THAN $250.

(8) WITHDRAWAL OF STATEMENT.

WHEN A REGISTRATION STATEMENT IS WITHDRAWN BEFORE
THE EFFECTIVE DATE OR A PREEFFECTIVE STOP ORDER IS
ENTERED UNDER §§ 11-511 THROUGH 11-513 OF THIS SUBTITLE,
THE COMMISSIONER SHALL RETAIN ONE HALF OF THE FEE.

REVISOR'S NOTE: This section presently appears as
Art. 32A, §23(b).

The only changes are technical changes in
style,

11-507. MATTERS REQUIRED TO BE SPECIFIED IN
REGISTRATION STATEMENT.

(A) CONTENTS OF STATEMENT.

EVERY REGISTRATION STATEMENT SHALL SPECIFY:

(1)   THE AMOUNT OF SECURITIES TO BE OFFERED IN
THIS STATE;

(2)     THE STATES IN WHICH A REGISTRATION
STATEMENT OR SIMILAR DOCUMENT IN CONNECTION WITH THE
OFFERING HAS BEEN OR IS TO BE FILED; AND

(3)    ANY ADVERSE ORDER, JUDGMENT, OR DECREE
ENTERED IN CONNECTION WITH THE OFFERING BY THE REGULATORY
AUTHORITIES IN EACH STATE, ANY COURT, OR THE SECURITIES
AND EXCHANGE COMMISSION.

(B) INCORPORATION OF DOCUMENT BY REFERENCE.

ANY DOCUMENT FILED UNDER THIS SUBTITLE MAY BE
INCORPORATED BY REFERENCE IN THE REGISTRATION STATEMENT
TO THE EXTENT THAT THE DOCUMENT IS CURRENTLY ACCURATE.

(C) PERMITTING OMISSION FROM REGISTRATION