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AUTHOR (Dan Friedman) AND TEXT (constitution)
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6 of 6 DOCUMENTS
Copyright (c) 1997 Temple University of the Commonwealth
System of Higher Education
Temple Law Review
Fall, 1997
70 Temple L. Rev. 945
LENGTH: 12854 words
EMERGING ISSUES IN STATE CONSTITUTIONAL LAW: ARTICLE: THE HISTORY,
DEVELOPMENT,
AND INTERPRETATION OF THE MARYLAND DECLARATION OF RIGHTS
This article has been republished under a new citation. Please
see 71 Temple L.
Rev. 637 for the republished article.
by Dan Friedman *
* Associated with the law firm of Miles & Stockbridge,
P.C., in Baltimore,
Maryland; Member, Adjunct Faculty, University of Maryland School
of Law. B.A.
1988, University of Maryland; J.D. 1994, University of Maryland
School of Law.
1995-96, Law Clerk to the Honorable Robert L. Karwacki, Court
of Appeals of
Maryland. 1994-95, Law Clerk to the Honorable John Carroll Byrnes,
Circuit Court
for Baltimore City. My deep appreciation goes to Judges Karwacki
and Byrnes;
Professors Marc Feldman and Richard C. Boldt of the University
of Maryland
School of Law; Professor Robert F. Williams of the Rutgers Law
School; Michael
S. Miller and the staff of the Maryland State Law Library; Jeffrey
S. Rosenfeld,
Esq.; Roger S. Friedman; and my wife, Laurence Anne Ruth, Esq.
SUMMARY:
... At least since the publication of Justice Brennan's
seminal article in
1977 advocating a return to state constitutions, there has been
an increased
focus on those rights protected by the state constitution. ...
A history of the
Maryland Declaration of Rights encompasses at least five distinct
phases: 1)the
convention of 1776 and the adoption of the first Maryland Declaration
of Rights;
2)the constitutional convention of 1850-1851 and the adoption
of the Declaration
of Rights of 1851; 3)the constitutional convention of 1864 and
the adoption of
the Declaration of Rights of 1864; 4)the constitutional convention
of 1867 and
the adoption of the Declaration of Rights of 1867; and 5)the
amendments made to
the constitution of 1867. ... That document served as the
basis of government
until the first state constitution went into effect in 1776.
... Despite
several election defeats, the "Whiggish" conservatives held a
majority of the
delegates to the Constitutional Convention. When the Constitutional
Convention
began, the Whig party quickly seized control. ... However,
no records of the
Maryland Constitutional Convention's deliberative process are
known to exist.
... It was willing to submit the question of constitutional
convention to the
voters. ... The final two columns are drafts that were
circulated during the
1776 Constitutional Convention. ... Second, Maryland's
appellate courts
traditionally have exhibited a reluctance to give independent
content to the
provisions of the Declaration of Rights. ...
TEXT:
[*945]
"An independent argument under the state clause takes homework
- in texts, in
history, in alternative approaches to analysis."
n1
Justice Hans A. Linde,Oregon Supreme Court
Justice Linde's statement, made at a state constitutional law symposium
in
Maryland, n2 clearly is true. This article and its
accompanying chart make the
"homework" easier for lawyers developing legal arguments based
on the Maryland
Declaration of Rights. n3
The article first reviews the basic arguments in
favor of independent state
constitutional jurisprudence. Although familiar to the state
constitutional
scholar, many practitioners are unaccustomed to invoking the
often greater
protections afforded by state constitutions than by the federal
document. A
brief historical sketch of the political and social environs
in which the
various versions of the Maryland Declaration of Rights were adopted
follows.
Specific techniques for incorporating the Maryland Declaration
of Rights into
legal argument also are discussed.
At the heart of this article, in chart form, each
provision of every version
of the Maryland Declaration of Rights is analyzed. The chart,
its accompanying
commentary, and bibliography provide the raw material for crafting
arguments
based on the Maryland Declaration of Rights.
Although the article is, of course, geared toward
Maryland lawyers, it is
useful to all practitioners to assist them in understanding how
to develop
"alternative approaches to analysis" to formulate winning arguments
under state
constitutional law. It also may be helpful as a guide to the
type of historical
research required in other states. n4
[*946] I. The Value of Independent State Constitutional
Analysis
At least since the publication of Justice Brennan's seminal article
in 1977
advocating a return to state constitutions, n5 there
has been an increased
focus on those rights protected by the state constitution.
n6 One source of
this renewed interest can be found in an historical analysis
of the political
theory underlying our federalist system.
The federalist system was designed as a compromise
to balance the perceived
need for a strong national government with the political reality
of the existing
powerful state governments. n7 The resulting competitive
nature of the federal
system has important implications for the protection of the fundamental
rights
of the people. During the early period of United States history,
states, more
than the national government, had the capacity to act to curtail
citizens'
freedoms. n8 The national government was constrained
to act within the limited
powers delegated to it by the United States Constitution.
n9 Likewise, the
United States Constitution was believed to have limited powers
over citizens,
and the Bill of Rights was believed to constrain only the actions
of the federal
government, not states. n10 State constitutional
guarantees of fundamental
liberties were, therefore, a citizen's front line of protection.
Later, the balance shifted toward the national government
in two parallel
ways. First, as a result of the expansion of national authority
in the 1930's
and 1940's, the national government assumed greater power for
direct action on
the lives of its citizens. n11 Second, many states
refused to enforce the
basic guarantees of liberty and freedom for their citizens provided
in their own
constitutions. n12 This, in turn, led to intervention
by the United States
Supreme Court in the form of "incorporating" the guarantees of
the United States
Bill of Rights against the states. n13
Although there is no necessary relationship between
selective incorporation
and a withering of state constitutional law, citizens, lawyers,
and the state
courts grew conditioned to view the United States Supreme Court
as the guarantor
of our most fundamental freedoms. n14 Lawyers failed
to consult state
constitutions and to advance claims based upon them.
n15
Today, another paradigm shift is underway. In the
political arena, there is
a distinct trend away from national government as a provider
of services, and
toward an increased role for the states in the provision of services
to
citizens. n16 Simultaneous with this shift in political
models has been a
shift in jurisprudential models. As it has retreated from the
activism of the
Warren Court, the United States Supreme Court, apart from enforcing
the minimum
constitutional standards, has become more willing to allow states
freedom to
determine their own policies. n17 In some states,
the state supreme courts
have reacted vigorously and have begun to develop their own independent
state
constitutional jurisprudences. n18 Other states'
courts have been more
cautious. n19
Those states that have begun to develop independent
analyses of their own
state constitutions have done so in response to two largely
incontrovertible theses. First, state constitutions largely predate
the Federal
Constitu- [*947] tion. n20 The chart
will illustrate that the large majority
of the rights protected by Maryland's Declaration of Rights date
to 1776,
thirteen years before the adoption of the first ten amendments
to the United
States Constitution. Second, the United States Supreme Court's
decisions must
address the "lowest common denominator" n21 that
can be applied to every
state, whereas the state supreme courts have the freedom to tailor
more narrowly
the rules they create to the unique characteristics, history,
and traditions of
their individual states. n22
II. The History of the Maryland Declaration of Rights
A history of the Maryland Declaration of Rights encompasses at
least five
distinct phases: 1)the convention of 1776 and the adoption of
the first Maryland
Declaration of Rights; 2)the constitutional convention of 1850-1851
and the
adoption of the Declaration of Rights of 1851; 3)the constitutional
convention
of 1864 and the adoption of the Declaration of Rights of 1864;
4)the
constitutional convention of 1867 and the adoption of the Declaration
of Rights
of 1867; and 5)the amendments made to the constitution of 1867.
Also of interest
is the proposed Constitution of 1967-1968 and the refusal of
Maryland voters to
adopt that proposal. It is not the purpose of this article to
give a complete
history of the constitutional conventions from which the various
versions of the
Maryland Declaration of Rights arose. Instead, I will attempt
to provide a
reading list for each period so that the practicing lawyer may
invoke the milieu
from which a provision has developed. n23
A. The Maryland Declaration of Rights of 1776.
From 1774-1776, as the move to independence fermented in the
American colonies,
Marylanders governed themselves by a de facto "government by
convention." n24
A total of nine conventions were held. The first of these was
held June 22-25,
1774 and the last ran from August 14 through November 11, 1776,
concluding with
the adoption of the first Constitution of the State of Maryland.
n25 While the
first two conventions addressed policy questions, by the third
convention, the
delegates began to deal with the daily business of running the
colony. n26 The
fifth convention adopted an "Association of the Freemen of Maryland"
that bound
the people of the province into a "loose political organization."
n27 That
document served as the basis of government until the first state
constitution
went into effect in 1776. n28
On June 28, 1776, the eighth convention of Maryland
authorized its
representatives to the Continental Congress to vote for American
independence.
n29 The convention also called for elections to a ninth convention
to draft a
new constitution, to be held beginning August 12, 1776.
n30 In planning the
Constitutional Convention (which would be the ninth convention),
the eighth
convention retained the same stringent property requirements
for the franchise
that had governed previous conventions. n31 This
led to significant
disruptions during the election. n32 Despite several
election defeats, n33
the [*948] "Whiggish" conservatives held a majority
of the delegates to the
Constitutional Convention. n34 When the Constitutional
Convention began, the
Whig party quickly seized control. n35 Matthew Tilghman
of Talbot County was
unanimously elected president of the Convention,
n36 a post he held in each of
the previous conventions he attended. n37
When the Constitutional Convention of 1776 concluded
its work by adopting a
new constitution and declaration of rights on November 11, 1776,
it had produced
a document that has been called the most conservative of the
colonial era
constitutions. n38
A modern lawyer researching a provision of the 1776
Declaration of Rights
has a wide range of materials available, but the materials that
one desires most
do not exist. There are many excellent secondary sources analyzing
the
revolution. n39 However, no records of the Maryland
Constitutional
Convention's deliberative process are known to exist.
n40
B. The Maryland Declaration of Rights of 1851.
Fletcher Green has described the constitutional developments
of the "South
Atlantic" states of Maryland, Virginia, Georgia, and North and
South Carolina,
from immediately after the Revolutionary War to the 1850's, as
a time of
sectional conflict between "up-country" people and those of the
"low country."
n41 In each state that Green studied, the rise in population
and power of the
western parts of each state came at the expense of the older,
rural, and
conservative eastern portions of the states. n42
In Maryland, the legislative branch was elected
by county rather than
population, creating huge disparities in political power in the
General Assembly
that favored the Eastern Shore, with its many counties and few
residents. n43
Despite previous attempts to redistribute the power,
n44 maldistribution
continued to lead to agitation for constitutional reform, particularly
in the
newer, western parts of the state that included Baltimore City.
n45
Advocates for a constitutional convention also cited
a need to limit the
authority of the General Assembly to appropriate funds and incur
debt. n46 The
General Assembly had incurred over sixteen million dollars of
debt for public
works projects primarily in the western portion of the state,
leading to
increased taxes statewide. n47 The Eastern Shore
particularly resented the
increased taxes because the proceeds were used to fund public
works projects
like the Chesapeake & Ohio Canal and the Baltimore &
Ohio Railroad that brought
products from the West and economic competition to the Eastern
Shore. n48
Reformers also urged two changes in the judicial
branch. n49 First, they
wanted to do away with the appointed judiciary, which they argued
was not
sufficiently democratic, and replace it with an elected judiciary.
n50 Second,
the expense of running the judiciary was thought to be excessive
and cost-saving
devices were to be considered. n51 When the convention
began, Thomas F. Bowie,
a convention delegate from Prince George's County, [*949]
stated that judicial
reform was the most important issue of the convention, and without
it the
Eastern Shore and Southern Maryland would never have agreed to
a convention.
n52
Behind each discussion at the 1851 Constitutional
Convention lurked the face
of slavery, as residents of the Eastern Shore, and their Southern
Maryland
allies feared that the westerners would abolish slavery given
sufficient power
in the legislature. n53
For the historian, there are far fewer historical
and interpretive works
explaining the 1851 Constitutional Convention and they are of
lesser quality
than those about the 1776 Constitutional Convention, but excellent
journals of
the convention were kept and are available. n54
C. The Maryland Declaration of Rights of 1864.
Secession and joining the Confederacy, although threatened, were
never
realistic possibilities for Maryland. To avoid Washington, D.C.
being surrounded
by rebel states, the national authorities kept a close watch
to ensure
Maryland's loyalty. n55 When Marylanders elected
Augustus W. Bradford, the
Union Party candidate for Governor, on November 6, 1861,
n56 it signaled that
Maryland would remain with the Union. n57
The Constitution of Maryland, however, continued
to recognize slavery. n58
At a minimum, a constitutional amendment was necessary for emancipation,
n59
but by 1863, many emancipationists felt that a new constitutional
convention
would be preferable. n60 By this time, the Union
Party in Maryland had broken
into two parties. n61 The "Unconditional Union" advocated
immediate
emancipation of slaves without compensation, a state constitutional
convention,
and "complete and absolute support of the National administration."
n62 The
"Conditional Union" proclaimed its loyalty and desire to win
the war, but
condemned the Lincoln Administration's aggressive war measures,
including the
suspension of the writ of habeas corpus. n63 The
Conditional Union also
supported emancipation, but preferred a slower and more deliberate
pace. n64
It was willing to submit the question of constitutional convention
to the
voters. n65 The Democratic Party was in a weakened
state and could only field
candidates in the areas of the Eastern Shore and Southern Maryland.
n66
The 1863 elections n67 took place in
the long shadow of the National
Government. General Robert C. Schenck of the Union Army Corps,
headquartered in
Baltimore, openly advocated the election of the Unconditional
Union ticket.
n68 Further, to consolidate Union strength and in fear of agitation,
Schenck
virtually took military control of the supervision of the election.
n69 Under
such conditions, it is not surprising that the Unconditional
Union ticket won an
overwhelming victory. n70 When the new General Assembly
session began on
January 6, 1864, among the first items was a call for a constitutional
convention. n71 By January 8, the measure was adopted
and a popular election
was scheduled for April 6 to determine if the people of Maryland
wanted a
constitutional convention. n72 The convention received
strong support n73
and was scheduled to begin on April 27, 1864. n74
There were [*950]
ninety-six delegates elected to the convention: sixty-one Union
party members
from northern and western counties, Baltimore City, Talbot, Caroline,
and
Worcester Counties, and thirty-five Democrats exclusively from
the Pro-Slavery
counties of Kent, Queen Anne's, Dorchester, Somerset, Anne Arundel,
Montgomery,
Prince George's, Charles, Calvert, and St. Mary's.
n75
As outside forces played a large role in the events
leading up to the
Convention, they also continued to play a critical role during
the Convention.
With Lt. General Ulysses Grant's Union Army besieging Petersburg
and Richmond,
Confederate General Robert E. Lee ordered General Jubal A. Early
to march up the
Shenandoah Valley, enter Maryland, and menace Washington, D.C.
and Baltimore.
n76 Lee hoped that the Union Army would be forced to send troops
to defend their
capital, thus relieving the pressure on the Confederate capital
in Richmond.
n77 The main Confederate thrust, although victorious at the battle
of Monocacy
Junction, n78 was delayed by the battle, thus permitting
Union reinforcements
to arrive, n79 and eventually requiring their withdrawal.
n80 Small
detachments of confederate cavalry, made up largely of Maryland
natives, fought
skirmishes in Cockeysville, Govanstown, and Pikesville.
n81 The Constitutional
Convention, meeting in Annapolis, recessed for ten days during
the height of
Early's raid, but the psychological impact on Convention delegates
lasted
longer. n82
The constitution that was produced abolished slavery
and sought to ensure
continued Unionist control of the Maryland political landscape
by
disenfranchising southern sympathizers, Copperheads, and Democrats
largely
through the use of "iron clad" loyalty oaths. n83
The historical literature exploring the civil war
period is too voluminous
to catalog. Even those works limited to Maryland's role in the
Civil War are
numerous. n84 An excellent source for understanding
the 1864 Constitutional
Convention are its journals, which are the most extensive for
any Maryland
Constitutional Convention until 1967.
D. The Maryland Declaration of Rights of 1867 and Subsequent
Amendments.
The Maryland Constitutional Convention of 1867 is properly described
by William
Starr Myers as the "self-reconstruction of Maryland."
n85 Democrats, outlawed
from voting after the 1864 Convention, made a tremendous political
comeback
after Governor Thomas Swann declined to enforce the "iron-clad"
oaths. n86 The
result was a sweep to power by the Democrats. n87
The entire body of the 1867
convention was from the Democratic party as the Union party failed
to field a
ticket of nominees. n88 Although unable to repeal
emancipation, the Democrats
did remove what they considered to be the most objectionable
provisions of the
1864 Constitution, including the "iron-clad" oaths.
n89
Although the 1867 Declaration of Rights and Constitution
are still in force
in Maryland, little scholarship has discussed their inception.
n90 Convention
records were not kept and the only record of the proceedings
is a compilation of
newspaper accounts. n91
[*951] E. The Proposed Maryland Constitution
and Declaration of Rights of
1967-68.
In 1967, Maryland attempted to write a new constitution. It was:
supported strongly by all but a handful of convention delegates,
it was
endorsed by all living governors, the highest judges, the legislative
leaders,
party luminaries, the captains of industry, the leaders of labor,
the mass media
of Baltimore and Washington, unlimited numbers of do-gooders,
and various
itinerant experts from out of state. Opposition came from a rag-tag
band of the
pitiful elite - courthouse gangs whose jobs had been excised
from constitutional
status, the know-nothings of the radical right, a few opportunistic
politicians,
selective puritans who took an instant dislike to a single provision
- and a
majority of the voters who turned out on May 14 [, 1968].
n92
Despite its defeat at the polls, the proposed Constitution
of 1967-68 is an
important document. Many of the proposals rejected at the time
have been adopted
subsequently in a piecemeal fashion. Moreover, the proposals
are seen as a
high-water mark of good government and it is not infrequent that
a proposal will
be supported by reference to what would have happened had the
1967-98
Constitution been adopted. n93
With respect to the 1967-68 Constitutional Convention,
there are many
excellent resource materials, including convention documents
and journals and
secondary sources. n94
III. How To Read the Chart
Each column of the following chart represents the Maryland Declaration
of
Rights as it existed at a specific time in Maryland history.
The left-most
column is the Maryland Declaration of Rights as it exists on
the publication
date of this article. It is the document initially adopted in
1867 with
subsequent amendments to date. The second column is the Declaration
of Rights as
adopted in 1867. The third column is the short-lived 1864 Maryland
Declaration
of Rights. In column four is the Declaration of Rights adopted
in 1851. The
fifth column is Maryland's original Declaration of Rights adopted
in 1776. The
final two columns are drafts that were circulated during the
1776 Constitutional
Convention. While neither of these drafts has (or has had) the
force of law,
they provide useful legislative history. n95 To the
best of my knowledge,
never before have these drafts generally been available to the
public.
I have retained the integrity of each version so
that the reader may read
down a column and see the version in the order adopted, as well
as read across a
row to see the history of a given constitutional provision. As
a result there
are a few gaps where provisions were moved by a convention to
a different
order. n96
In an analysis found in the footnotes to the chart,
I have tried to draw
upon every possible source to make the chart complete. A major
source is the
records of the Constitutional Conventions, although these are
somewhat [*952]
uneven. n97 The annotations also include suggested
historical antecedents for
the Maryland Declaration of Rights, including the Magna Carta
and the English
Bill of Rights of 1689. n98 These sources are referenced
as appropriate.
Other historical antecedents include those constitutions
of our sister
states adopted prior to the adoption of the first Maryland Declaration
of
Rights. n99 Although New Hampshire, n100
South Carolina, n101 Virginia,
n102 New Jersey, n103 and Pennsylvania
n104 all adopted constitutions prior
to Maryland, only Virginia and Pennsylvania attempted declarations
or bills of
rights analogous to Maryland's. Therefore, the provisions adopted
by Virginia
and Pennsylvania are the most relevant antecedents to the Maryland
Declaration
of Rights. The three constitutions provide very similar and,
in some cases,
identical rights. n105 This is despite the fact that
these documents differ
greatly in many respects regarding the forms of government established.
n106
Maryland's 1776 Constitution has been described as the most conservative
of the
state constitutions of this period. n107 Pennsylvania's
1776 Constitution has
been described as "radical," providing the intellectual counterpoint
to the
Federal Constitution with its unicameral legislature, lack of
an executive
branch, and broad-based suffrage. n108
The similarities in the rights provisions of the
Maryland, Virginia, and
Pennsylvania Declarations of Rights give rise to two opposing
interpretations. First, this would seem to support the claim
(made about the
Federal Bill of Rights, but equally applicable to those of the
states) that
those drafting the provisions "did not concern [themselves] primarily
with
stating, with absolute textual precision, the rights that Americans
believed
would best protect their liberty." n109 Under this
view, whatever textual
differences exist between provisions would be of minor interest
because these
distinctions would not signify an underlying attempt to give
different meaning
to a provision. Conversely, the similarities may suggest the
universality of
agreement that the protection of these rights was important.
Even Maryland
conservatives and Pennsylvania radicals could agree on the general
contours of
these rights. n110 A natural corollary of this second
view is to give
increased importance to the different words used in the various
constitutions.
Great care would be necessary to ensure that a textual difference
indicated an
intent to give a different meaning, rather than invoke a preferred
manner of
expressing a universally understood meaning. I do not attempt
to settle this
fundamental debate about the nature of text. All relevant provisions
of the
first Virginia and Pennsylvania constitutions have been included
in the chart.
Perhaps a word of caution is warranted. The chart
frequently will claim that
a provision of the Maryland Declaration of Rights is derived
from a right
provided by the Magna Carta, or is similar to a right afforded
by another
state's constitution. This does not necessarily mean that the
interpretation
must be identical. The American experience and Maryland traditions
have improved
upon the Magna Carta.
Although the chart refers to many of the cases decided
by Maryland's
appellate courts that are based on the Maryland Declaration of
Rights, the case
citations given are not an exhaustive compilation. The reason
for this is
[*953] two-fold. First, the Constitutions volume of the
Maryland Annotated Code
and computer sources do an adequate job of providing a complete
list of case
citations decided on or referencing the Maryland Declaration
of Rights. Second,
Maryland's appellate courts traditionally have exhibited a reluctance
to give
independent content to the provisions of the Declaration of Rights.
Instead, the
courts have preferred to hold that the provisions of Maryland's
fundamental
document are "in pari materia" n111 with analogous
federal constitutional
guarantees. n112 Because these decisions premised
on a "lock-step" approach
are of limited utility in developing an independent jurisprudence,
they
generally are omitted. Only those cases that are noteworthy,
or those in which
the courts escaped the intellectual straight-jacket of this approach,
are cited.
IV. How to Create An Argument
For the practitioner, the factual setting obviously drives litigation.
If a
provision of the Maryland Declaration of Rights might apply colorably
to a
client's case, turn to the chart, read across the row and see
how that article
has evolved over the 220 years of Maryland independence. If the
Federal
Constitution and its amendments do not provide an analogous right,
counsel is
limited only by the Court of Appeals of Maryland's prior interpretation
of the
provision. Arguments can be based on the article's text, history,
framers'
intent, or anything else.
The work is more challenging if the United States
Constitution and Bill of
Rights provide an analogous n113 right, but the federal
court interprets the
right to exclude a client's claim or defense. In this situation,
counsel must
argue to both the state trial and appellate courts that the federal
case law
interpreting an analogous provision should be discarded and that
independent
Maryland interpretations of the Maryland provisions should be
used. n114 The
bases for arguing for independent Maryland interpretations are
limitless, but an
excellent starting place is a list of factors developed by Justice
Handler of
the New Jersey Supreme Court in State v. Hunt: n115
1. Textual language differences, including both where a
right unprotected by
the Federal Constitution is protected by the state constitution,
and where the
language used to describe a right protected by both the federal
and state
constitution is so significantly n116 different to
permit independent
evaluation;
2. a unique legislative history;
3. the existence of state law on the subject prior to
the creation or
recognition of a constitutional right;
4. situations where the different structures of federal
and state governments
compel different results; n117
5. matters of particular state interest or local concern;
6. unique state traditions; and
7. public attitudes.
To Justice Handler's list, I would add virtually
anything else, including
the persuasiveness of dissenting or subsequently overruled opinions
in the
United States Supreme Court, persuasive decisions of sister state
courts, or
[*954] even a state court's ideological differences with
the Supreme Court.
n118 Any of these bases provide a solid ground for counsel to
argue that the
interpretation of an analogous provision of the Federal Constitution
should be
disregarded in favor of an independent Maryland interpretation.
Counsel must
then convince the court that an alternative interpretation is
superior.
Maryland courts will not be persuaded overnight,
but I do not doubt that
carefully-made, persuasive arguments will prevail.
[SEE TABLES IN ORIGINAL]
FOOTNOTES:
n1. Hans A. Linde, First Things First: Rediscovering the
States' Bills of
Rights, 9 U. Balt. L. Rev. 379, 392 (1980).
n2. The first annual Judge Irving A. Levine Memorial program
was held May 16,
1979, in College Park, Maryland. The topic was "States' Bills
of Rights."
n3. The scope of this article is limited to a discussion
of the Declaration
of Rights and not the main body of the Maryland Constitution.
There are
arguments for and against adopting this limitation. One argument
is that the two
documents are indivisible, and that only together do they give
a complete
picture of the intended balance of power between government and
the governed. On
the other hand, John R. Haeuser suggests that the two documents
as an historical
matter, were intended to be separate. He argues that "the Declaration
of Rights
was regarded not as establishing, but only affiming [sic] those
traditional
rights" that the colonists possessed as English subjects. John
Richard Haeuser,
The Maryland Conventions, 1774-1776: A Study in the Politics
of Revolution 88
(1968) (unpublished M.A. thesis, Georgetown University) (on file
with the
author). By contrast, "the form of government, on the other hand,
was
acknowledged to be revolutionary. Only to this latter document
did the
Convention apply the term 'constitution'." Id. Haeuser concludes
that the
"Declaration of Rights was considered entirely separate and logically
prior."
Id. at 89; see also 1 A. E. Dick Howard, Commentaries on the
Constitution of
Virginia 34-35 (1974) (arguing that members of Virginia Convention
of 1776,
trained in Lockean conceptions, would find a declaration of man's
inherent
rights to be a natural first step after dissolution of bond to
Great Britain).
Without endorsing either of these entirely plausible arguments,
I chose to limit
this article to an analysis of the Maryland Declaration of Rights
due to space
and time constraints.
n4. The Virginia Bill of Rights, Georgia Bill of Rights,
and Florida
Declaration of Rights each have been the subject of similar articles.
See 1
Howard, supra note 3, at 27-313; Dorothy T. Beasley, The Georgia
Bill of Rights:
Dead or Alive?, 34 Emory L.J. 341 (1985); Robert N. Katz, The
History of the
Georgia Bill of Rights, 3 Ga. St. U. L. Rev. 83 (1986-87); Joseph
W. Little &
Steven E. Lohr, Textual History of the Florida Declaration of
Rights, 22 Stetson
L. Rev. 549 (1993).
n5. William J. Brennan, Jr., State Constitutions and the
Protection of
Individual Rights, 90 Harv. L. Rev. 489 (1977).
n6. It is ironic that there is a far greater body of academic
literature
justifying a reliance upon state constitutions than there are
articles that
actually rely upon state constitutions. The justification for
the reliance on
state constitutions given here necessarily is cursory. For a
more complete
analysis, see Robert F. Williams, In the Supreme Court's Shadow:
Legitimacy of
State Rejection of Supreme Court Reasoning and Result, 35 S.C.
L. Rev. 353
(1984). For a bibliography of other resources, see Earl M. Maltz,
Robert F.
Williams & Michael Araten, Selected Bibliography on State
Constitutional Law,
1980-1989, 20 Rutgers L.J. 1093 (1989).
n7. See Shirley S. Abrahamson & Diane S. Gutmann,
The New Federalism: State
Constitutions and State Courts, 71 Judicature 88, 90-91 (1987-1988)
(discussing
impact of federalism on state and federal court systems).
n8. Barron v. Baltimore, 32 U.S. (7 Pet.) 243, 247-48
(1833).
n9. See U.S. Const. art. I, 8 (enumerating limited powers
of Congress).
n10. Barron, 32 U.S. (7 Pet.) at 247.
n11. The unrestrained power of the national congress to
legislate under the
Commerce Clause, and the United States Supreme Court's refusal
to check that
power, reached what may be their outer limits in three cases.
See Perez v.
United States, 402 U.S. 146, 156-57 (1971) (upholding congressional
power to
make and enforce legal penalties for loan sharking based on finding
that
cumulative loan sharking affects interstate commerce); Katzenbach
v. McClung,
379 U.S. 294, 304 (1964) (upholding enforcement of racial discrimination
prohibition on small restaurant because general racial discrimination
affected
interstate travel and commerce); Wickard v. Filburn, 317 U.S.
111, 125 (1942)
(upholding Congress's power to regulate single farmer's wheat
grown solely for
his home consumption on grounds that cumulative effect of personal
consumption
might affect interstate commerce). More recent decisions have
retreated from
this position. See e.g., United States v. Lopez, 514 U.S. 549,
551 (1995)
(holding federal "Gun-Free School Zones Act" exceeded Congress's
legislative
power under Commerce Clause).
n12. Robert F. Williams, Equality Guarantees in State
Constitutional Law, 63
Tex. L. Rev. 1195, 1217 (1985) (stating that equal protection
claims brought
under state constitutions have been rejected by state courts).
n13. See Benton v. Maryland, 395 U.S. 784, 794 (1969)
(holding that double
jeopardy prohibition of Fifth Amendment applies to states through
Fourteenth
Amendment); Duncan v. Louisiana, 391 U.S. 145, 149 (1968) (holding
that Sixth
Amendment right to jury trial applies to states); Washington
v. Texas, 388 U.S.
14, 18-19 (1967) (holding that Sixth Amendment right to compulsory
process for
obtaining witnesses applies to states); Klopfler v. North Carolina,
386 U.S.
213, 223 (1967) (holding that Sixth Amendment right to speedy
trial applies to
states); Pointer v. Texas, 380 U.S. 400, 406 (1965) (holding
that Sixth
Amendment right to confront witnesses applies to states); Malloy
v. Hogan, 378
U.S. 1, 5 (1964) (holding that Fourteenth Amendment secures against
states same
right to remain silent as Fifth Amendment applies to federal
government); Gideon
v. Wainwright, 372 U.S. 335, 345 (1963) (holding that Sixth Amendment
right to
assistance of counsel applies to states); Robinson v. California,
370 U.S. 660,
667 (1962) (holding that state law inflicted cruel and unusual
punishment in
violation of Fourteenth Amendment); Mapp v. Ohio, 367 U.S. 643,
656-57 (1961)
(holding that evidence procured by means of unreasonable search
and seizure must
be excluded from state criminal trials); Irvin v. Dowd, 366 U.S.
717, 722 (1961)
(holding that Fourteenth Amendment entitles accused to impartial
jury); In re
Oliver, 333 U.S. 257, 273 (1948) (holding that Fourteenth Amendment
guarantees
public trial); Cantwell v. Connecticut, 310 U.S. 296, 303 (1940)
(holding that
Fourteenth Amendment concept of liberty embraces Free Exercise
Clause); DeJonge
v. Oregon, 299 U.S. 353, 364 (1937) (holding that right to peaceable
assembly
guaranteed by Due Process Clause of Fourteenth Amendment); Near
v. Minnesota,
283 U.S. 697, 707 (1931) (holding that freedom of the press is
protected from
state invasion by Fourteenth Amendment); Gitlow v. New York,
268 U.S. 652, 666
(1925) (assuming that Fourteenth Amendment protects freedom of
speech from
impairment by states).
n14. Williams, supra note 6, at 353.
n15. Shirley S. Abrahamson, Criminal Law and State Constitutions:
the
Emergence of State Constitutional Law, 63 Tex. L. Rev. 1141,
1161-63 (1985)
(arguing that most lawyers fail to raise, or raise only in passing,
state
constitutional issues in trial and appellate courts).
n16. See, e.g., Balanced Budget Act of 1997, Pub. L. No.
105-33, 111 Stat.
251, 575 (providing grants to states to use in administering
independently their
welfare programs).
n17. See, e.g., United States v. Lopez, 514 U.S. 549,
551 (1995) (holding
that Federal "Gun-Free School Zones Act" exceeded Congress's
authority under
Commerce Clause because it sought to regulate intrastate activity
that could
have no substantial impact on interstate commerce).
n18. See State v. Cadman, 476 A.2d 1148, 1151-52 (Me.
1984) (holding that
defendant's claim that he was denied state and federal right
to speedy trial
failed under both state and federal constitutional analysis);
State v. Ball, 471
A.2d 347, 350 (N.H. 1983) (holding, in part, that when defendant
brought claims
of unreasonable search and seizure under both state and federal
law, court would
interpret independently defendant's state constitutional guarantees);
State v.
Hunt, 450 A.2d 952, 957 (N.J. 1982) (holding, in part, that individual's
interest in telephone company's billing records was entitled
to protection under
state constitution even though it was not entitled to protection
under Federal
Constitution); Sterling v. Cupp, 625 P.2d 123, 126 (Or. 1981)
(in banc)
(holding, in part, that claim based on state constitutional provision
guaranteeing rights of prisoners should be addressed prior to
federal right to
privacy claim).
n19. See e.g., Ronald K. L. Collins, Reliance on State
Constitution - The
Montana Disaster, 63 Tex. L. Rev. 1095, 1115 (1985) (criticizing
Montana Supreme
Court for limiting Montana's constitutional protection from self-incrimination
to protection afforded by Fifth and Fourteenth Amendments); Lisa
D. Munyon,
Comment, "It's A Sorry Frog Who Won't Holler In His Own Pond:"
The Louisiana
Supreme Court's Response to the Challenge of New Federalism,
42 Loy. L. Rev.
313, 318 (1996) (discussing Louisiana Supreme Court's general
failure to
interpret state constitutional provisions independent from federal
standards
established by United States Supreme Court).
n20. The following states, listed chronologically, adopted
their first state
constitutions before the Federal Constitution became effective
in 1789: Delaware
(Del. Const. of 1776, reprinted in 2 Sources and Documents of
United States
Constitutions 199 (William F. Swindler ed., 1973) [hereinafter
Sources and
Documents]); Maryland (Md. Const. of 1776, reprinted in 4 id.
at 372 (1975));
New Jersey (N.J. Const. of 1776, reprinted in 6 id. at 449 (1976));
Pennsylvania
(Pa. Const. of 1776, reprinted in 8 id. at 277 (1979)); South
Carolina (S.C.
Const. of 1776, reprinted in 8 id. at 462 (1979)); Virginia (Va.
Const. of 1776,
reprinted in 10 id. at 51 (1979)); Georgia (Ga. Const of 1777,
reprinted in 2
id. at 443 (1973)); New York (N.Y. Const. of 1777, reprinted
in 7 id. at 163
(1978)); Vermont (Vt. Const. of 1777, reprinted in 9 id. at 487
(1979));
Massachusetts (Mass. Const. of 1780, reprinted in 5 id. at 92
(1975)). Even
those states whose constitutions post-date the adoption of the
United States
Constitution may contain provisions which pre-date the analogous
federal
provision. This is a result of the heavy borrowing that was done
in the adoption
of later state constitutions. For example, Oregon's original
1859 Constitution
"adopted Indiana's copy of Ohio's version of sources found in
Delaware and
elsewhere." Linde, supra note 1, at 381. Justice Linde's attribution
to Delaware
as an ultimate source probably is inaccurate as Delaware's 1776
Constitution was
little more than a copy of Maryland's Constitution of the same
year. See infra
note 99. For a discussion of the borrowing of provisions of state
constitutions,
see Christian G. Fritz, More than "Shreds and Patches:" California's
First Bill
of Rights, 17 Hastings Const. L.Q. 13, 14 (1989) (discussing
other 19th century
state constitutions and their impact on creation of California's
first bill of
rights); Christian G. Fritz, The American Constitutional Tradition
Revisited:
Preliminary Observations on State Constitution-Making in the
Nineteenth Century
West, 25 Rutgers L.J. 945 (1994) (discussing process of state
constitution-making in west and relationship between state constitutions
and
Federal Constitution).
n21. Alderwood Assocs. v. Washington Envtl. Council, 635
P.2d 108, 115 (Wash.
1981) (en banc) (citing Project Report: Toward An Activist Role
for State Bills
of Rights, 8 Harv. C.R.-C.L. L. Rev. 271, 290 (1973)).
n22. Lawrence G. Sager, Forward: State Courts and the
Strategic Space Between
the Norms and Rules of Constitutional Law, 63 Tex. L. Rev. 959,
960-61 (1985)
(discussing strategic relationship between constitutional ideals
and rules of
constitutional law and corresponding need for state courts to
interpret
independently state constitutional law).
n23. There are a few resources that cut across time periods.
Several general
Maryland histories exist. By far the best among these is Robert
J Brugger,
Maryland: A Middle Temperament, 1634-1980 (1989). Also available
are Maryland: A
History, 1632-1974 (Richard Walsh & William Lloyd Fox eds.,
1974); 3 J. Thomas
Scharf, History of Maryland (1967). The Constitutional Convention
Commission, in
1967, wrote a short history of the Maryland Constitution. Constitutional
Convention Commission, Report of the Constitutional Convention
Commission 25-68
(1967); see also Michael S. Miller, Tracking the United States
and Maryland
Constitution in Literature: Then and Now, 20 Md. Bar J. 5 (1987)
(identifying
primary and secondary sources that discuss the United States
Constitution and
the history of the Maryland Constitution); Charles J. Rohr, The
Constitutions of
Maryland, 24 Johns Hopkins Alumni Mag. 213 (1936) (discussing
the framing of
each of Maryland's four constitutions). There are also works
that analyze a
particular aspect of the Maryland Constitution across the relevant
time periods,
although none are directly concerned with the Declaration of
Rights. One such
work is Charles J. Rohr, The Governor of Maryland: A Constitutional
Study, 50
Johns Hopkins U. Stud. in Hist. & Pol. Sci., No. 3 (1932)
[hereinafter Governor
of Maryland], which provides a constitutional study of the development
of the
governor's office from the colonial period to the time of publication.
Another
is Carl N. Everstine, The General Assembly of Maryland: 1634-1776
(1980), which
provides a general history of Maryland's General Assembly, with
particular focus
placed on matters of legislative philosophy, organization, and
procedure.
n24. Everstine, supra note 23, at 517. During this period
Maryland's Colonial
Governor, Robert Eden, played an inactive role in governmental
affairs. Id. at
521.
n25. Id. at 522, 559-63.
n26. Id. at 522-28.
n27. Id. at 531. The Association of Freemen of Maryland
provided that
political power was vested in the Convention and provided a means
for election
to the Convention. The executive and some judicial power were
given to a 16
member "Council of Safety." Id. at 531-38. Membership was reduced
to seven by
the sixth convention. Id. at 541.
n28. Id. at 531.
n29. Id. at 555; Proceedings of the Conventions of the
Province of Maryland,
Held at the City of Annapolis, in 1774, 1775 & 1776, at 176
(1836) [hereinafter
Proceedings].
n30. Proceedings, supra note 29, at 184-89.
n31. Id. at 184-85.
n32. See David Curtis Skaggs, Roots of Maryland Democracy:
1753-1776, at
180-84 (1973) (describing demonstrations protesting method of
choosing
convention's election judges).
n33. Among the election losers were influential conservative
leaders from
previous conventions, including Thomas Stone (a signer of the
Declaration of
Independence), Thomas Johnson, Jr. (Maryland's first governor
(1777-1779)),
William Paca (Governor of Maryland, 1782-1785), Charles Carroll
of Carrollton (a
signer of the United States Constitution and a United States
Senator), Thomas
Contee, Robert Tyler, Josias Beall, Walter Tolley, Jr., and John
Moale. It was
only through considerable maneuvering that William Paca and Charles
Carroll of
Carrollton became the representatives from Annapolis, and Thomas
Johnson was
chosen to represent Caroline County, where he owned no property.
Id. at 180,
182. Ronald Hoffman, by contrast, says that Johnson did own some
minimal
property in Caroline County. Ronald Hoffman, A Spirit of Dissension:
Economics,
Politics and The Revolution in Maryland 172 (1973).
n34. Skaggs divides the Convention into two factions:
a small "democratic"
group and a larger "Whiggish" or "country" party. Skaggs, supra
note 32, at 187.
The democratic group was lead by Rezin Hammond. The Whig group
was lead by
Samuel Chase (a signer of the Declaration of Independence), Thomas
Johnson, Jr.,
William Paca, Matthew Tilghman, Charles Carroll of Carrollton,
and Charles
Carroll, Barrister. Id. at 188.
n35. Id. at 195.
n36. Proceedings, supra note 29, at 209.
n37. Mr. Tilghman, in fact, was President of six previous
conventions. Id. at
3 (first convention, June 22, 1774); id. at 6 (second convention,
Nov. 21,
1774); id. at 11 (fourth convention, Apr. 24, 1775); id. at 19
(fifth
convention, July 26, 1775); id. at 39 (sixth convention, Dec.
7, 1775); id. at
165 (eighth convention, June 21, 1776).
n38. Hoffman, supra note 33, at 269.
n39. See Philip A. Crowl, Maryland During and After the
Revolution, a
Political and Economic Study (1943) (discussing predominantly
aristocratic
social makeup of Maryland constitutional framers); Hoffman, supra
note 33
(discussing economic and social movements affecting Maryland's
revolutionary
period); H. H. Walker Lewis, The Maryland Constitution of 1776
(1976)
(discussing forces that helped shape the Maryland Constitution);
Skaggs, supra
note 32 (same); Edward A. Tomlinson, The Establishment of State
Government In
Maryland: The Constitution of 1776, 9 Md. Bar J. 4 (1976) (same);
Haeuser, supra
note 3 (evaluating ideas and intentions of members of constitutional
convention); James Alfred Haw, Politics in Revolutionary Maryland,
1753-1788
(1972) (unpublished Ph.D. dissertation, University of Virginia)
(on file with
the author) (discussing politics of the period). Other works
of smaller scope
also abound, including Thorton Anderson, Maryland's Property
Qualification for
Office: A Reinterpretation of the Constitutional Convention of
1776, 73 Md.
Hist. Mag. 327 (1978) (taking a critical look at the property
ownership
requirement); Herbert E. Klingelhofer, The Cautious Revolution:
Maryland and the
Movement Toward Independence: 1774-1776, 60 Md. Hist. Mag. 261
(1965)
(describing events leading up to Convention of 1776). About the
revolutionary
period generally, see Willi Paul Adams, The First American Constitutions:
Republican Ideology and the Making of the State Constitutions
in the
Revolutionary Era (1980) (discussing general tendencies in early
American
constitutional formation); Fletcher M. Green, Constitutional
Development in the
South Atlantic States, 1776-1860: A Study in the Evolution of
Democracy (1930)
(same); Max Farrand, The Delaware Bill of Rights of 1776, 3 Am.
Hist. Rev. 641
(1898) (comparing 1776 constitutions of Maryland, Pennsylvania,
and Delaware);
John Rainbolt, A Note on the Maryland Declaration of Rights and
Constitution of
1776, 66 Md. Hist. Mag. 420 (1971).
n40. Secrecy was an important consideration for the delegates
to the 1776
Constitutional Convention. For example, the oath of office taken
by the Clerk of
the Convention, Gabriel Duvall (who later served as a Justice
of the United
States Supreme Court), was to "honestly, diligently and faithfully
discharge the
office of clerk to the convention of Maryland," and "not disclose
or reveal the
secrets thereof." Proceedings, supra note 29, at 209 (emphasis
added). As a
result of this penchant for secrecy, no records of the debates
of the convention
were kept. All that remains for the modern historian is the record
of the
proceedings, recording the questions and the resulting votes.
Early drafts
circulated among the delegates also provide some insight into
the working of the
convention. Id.; see also The Decisive Blow is Struck: A Facsimile
Edition of
the Proceedings of the Constitutional Convention of 1776 and
the First Maryland
Constitution (1977) [hereinafter The Decisive Blow] (beginning
August 14, 1776).
n41. Green, supra note 39, at 209.
n42. Id. at 146-50.
n43. The History of Legislative Apportionment in Maryland,
in Constitutional
Revision Study Documents of the Constitutional Convention Commission
of Maryland
138-39 (State of Md. 1968) [hereinafter Constitutional Revision
Study
Documents].
n44. The most significant attempt at redistribution came
in 1836. This crisis
was precipitated by the senatorial electors, whose function it
was to select the
15-member state senate. Because of voting inequalities, the Whigs
had won 21 of
the 40 elector's seats despite receiving only about 1/3 of the
total votes cast.
In protest, the Democratic electors refused to attend the electoral
college,
denying the Whigs a quorum. Although sufficient senatorial electors
later
acquiesced and attended the electoral college, the point was
not lost on the
General Assembly. Brugger, supra note 23, at 229; see also Constitutional
Revision Study Documents, supra note 43, at 138-39; James Warner
Harry, The
Maryland Constitution of 1851, 20 Johns Hopkins U. Stud. in Hist.
& Pol. Sci.,
Nos. 7-8, at 15 (1902) (describing effects of Democratic electors'
boycott of
early stages of 1836 State Reform Convention). During the next
session, despite
a conservative, Whig majority, the General Assembly approved
a reform measure to
reapportion the legislature. 1836 Md. Laws ch. 197, 3-28 (amending
districts and
term lengths of State Senators).
n45. Constitutional Revision Study Documents, supra note
43, at 138-39.
n46. Harry, supra note 44, at 16-17. Rohr discusses this
desire to limit the
General Assembly's authority to incur debt as part of a general,
and necessary,
trend away from the dominance of the legislative branch and toward
an equal
balance of powers. Governor of Maryland, supra note 23,
at 71-72.
n47. Harry, supra note 44, at 34-35.
n48. Id. at 35. Mr. Harry also links these tax protests
to objections to Acts
of 1844, Chapter 280, the "Stamp Tax." Id. at 22; see also 3
Scharf, supra note
23, at 212-14 (noting resistance of Marylanders to British Stamp
Tax).
n49. Harry, supra note 44, at 18-19.
n50. Id. at 19.
n51. According to contemporary accounts, the expenditures
for the judiciary
totaled $ 41,500 in 1840. Id. at 19 n.15. A conflicting report
is given in
William J. Evitts, A Matter of Allegiances: Maryland from 1850
to 1861 (1974),
in which Evitts reports that "in 1842 Governor Francis Thomas
declared that
Maryland's annual $ 36,000 expenditure was the largest judicial
salary bill in
all the states. In fact, it was not, but most Marylanders took
the governor's
estimate as gospel." Id. at 34 n.47.
n52. 2 Debates and Proceedings of the Maryland Reform
Convention to Revise
the State Constitution 460-61 (1851). This is likely an exaggeration:
the
delegates from the Eastern Shore and Southern Maryland had resisted
a
constitutional convention for as long as possible in order to
try to avoid
changes in slavery laws. Harry, supra note 44, at 20-21.
n53. Id. at 29-67.
n54. A good starting point for researching the 1851 Convention
is Harry,
supra note 44. Although not specifically about the constitutional
convention,
several books and articles explain the political climate of the
period. The best
among these is Evitts, supra note 51. Others include Douglas
Bowers, Ideology
and Political Parties in Maryland 1851-1856, 64 Md. Hist. Mag.
197 (Fall 1969);
Laurence Frederick Schmeckebier, History of the Know-Nothing
Party in Maryland,
17 Johns Hopkins U. Stud. in Hist. & Pol. Sci., Nos. 4-5
(April-May, 1899). A
glimpse of the life of a delegate to the 1851 convention, albeit
a relatively
unimportant one, is provided in George M. Anderson, A Delegate
to the 1850-51
Constitutional Convention: James W. Anderson of Montgomery County,
76 Md. Hist.
Mag. 250 (Fall 1981).
n55. William Starr Myers, The Maryland Constitution of
1864, 19 Johns Hopkins
U. Stud. in Hist. & Pol. Sci., Nos. 8-9 at 8 (1901).
n56. This election is decried as a "shameless mockery,
and its results were
but the work of fraud and violence." 3 Scharf, supra note 23,
at 460. (The home
of Governor Bradford, located in Baltimore County on the present-day
grounds of
the Elkridge Country Club was burned during the Civil War by
Confederate
soldiers in apparent retribution for the destruction of the Virginia
Governor's
mansion.)
n57. Myers, supra note 55, at 8-9.
n58. Md. Const. of 1851, art. III, 43.
n59. The Emancipation Proclamation, by its terms, did
not affect the slaves
of Maryland. The Emancipation Proclamation, 12 Stat. 1268 (1862);
see also Lea
S. VanderVelde, The Labor Vision of the Thirteenth Amendment,
138 U. Pa. L. Rev.
437, 441 n.22 (1984) (stating that Emancipation Proclamation
had "no effect on
the legal status of slaves in ... Maryland" and other states).
n60. There had been several calls for a constitutional
convention, notably in
1858 and 1862. See Myers, supra note 55, at 13.
n61. See id. at 13 (discussing formation of "Unconditional
Union" party).
n62. Id. at 15, 32.
n63. Id. at 15.
n64. See id. (discussing President Lincoln's aggressive
war measures and
Unconditional Union's opposition to them).
n65. See id. (discussing convention bill).
n66. Id. at 16; see also id. at 24 (discussing overall
election results).
n67. 1863 was not a gubernatorial election year. Candidates
for Comptroller
of the Treasury headed their parties' tickets. Id. at 14-15.
n68. Id. at 20.
n69. See id. at 17-24 (discussing actions taken by General
Schenck, including
issuance of "General Order No. 53").
n70. Id. at 24.
n71. See id. at 30 (discussing opening message delivered
to joint meeting of
Session of General Assembly).
n72. Id. at 30-31.
n73. The vote was 31,593 in favor of the convention, with
19,524 opposed to
it. Id. at 34.
n74. Id. at 35.
n75. See id.at 35-39 (discussing delegates in attendance
and their respective
duties).
n76. 3 Shelby Foote, The Civil War: A Narrative: Red River
to Appomattox 446
(1974).
n77. Id.
n78. Id. at 452.
n79. Id. at 454.
n80. Id. at 461.
n81. Myers, supra note 55, at 44-45.
n82. Id. at 44-48.
n83. The "iron-clad" oaths were authorized by the Maryland
Constitution of
1864 in Article I, Sections 4 and 7, and Article III, Section
47. The election
judges were required to ask a series of questions designed to
eliminate the vote
of any Southern sympathizers.
n84. Research on the Constitutional Convention of 1864
should begin with
Myers, supra note 55. For politics of the period, see Jean H.
Baker, The
Politics of Continuity: Maryland Political Parties From 1858
to 1870 (1973);
Charles Branch Clark, Politics in Maryland During the Civil War
(1952).
n85. William Starr Myers, The Self-Reconstruction of Maryland
1864-1867, 27
Johns Hopkins U. Stud. in Hist. & Pol. Sci., Nos. 1-2, at
9-10 (1909).
n86. Governor of Maryland, supra note 23, at 83.
n87. Myers, supra note 85, at 76-77.
n88. Id. at 113.
n89. See supra note 83 for a discussion of the source
and nature of these
oaths.
n90. The only work that I can recommend is Myers, supra
note 85.
n91. See Philip B. Perlman, Debates of the Maryland Constitutional
Convention
of 1867 (1923) (noting that sole record of Convention debates
consisted of
newspaper accounts).
n92. John P. Wheeler, Jr. & Melissa Kinsey, Magnificent
Failure: The Maryland
Constitutional Convention of 1967-1968, at 4 (1970) (quoting
Royce Hanson,
Analysis: In Maryland, the Courthouse Gangs and the Little Guys
Join Forces to
Defeat a Reform Constitution, City, July-August 1969, at 38).
n93. Prior to his appointment to the Court of Appeals
in Maryland in May of
1968, Judge Marvin Smith served as a delegate to the 1967-68
Constitutional
Convention. Judge Smith, more than any other member of the Court,
has relied on
the work of the Constitutional Convention. In In re Special Investigation
No.
244, 459 A.2d 1111 (Md. 1983), Judge Smith adopted a rule for
the appropriate
use of the proposed constitution of 1967-68 as legislative history:
"that
proposed Constitution can effectively be used to interpret our
present
Constitution, that from the Convention of 1867, only in the case
of an amendment
to the present Constitution adopting some of the language of
the proposed
Constitution, as has been done in certain instances." Id. at
1114-15. For other
opinions of Judge Smith relying upon the 1967-68 Constitutional
Convention, see
Maryland Action for Foster Children Inc. v. State, 367 A.2d 491,
507 (Md. 1977)
(Smith, J. dissenting) ("The constitutional provisions here under
discussion are
essentially the same as those proposed by the Constitutional
Convention of
Maryland in 1968. I find interesting and persuasive the views
expressed at the
Constitutional Convention on this subject by Delegates Joseph
Sherbow and
William S. James.") (citations omitted); Kadan v. Board of Supervisors
of
Elections of Baltimore County, 329 A.2d 702, 711-12 (Md. 1974)
(citing 1967-68
Constitutional Convention records regarding lay judges of Orphan's
Court); State
Admin. Bd. of Election Laws v. Calvert, 327 A.2d 290, 300-04
(Md. 1974) (citing
1967-68 Constitutional Convention proposals as relevant legislative
history for
provision granting original jurisdiction over redistricting to
the Court of
Appeals); In re Diener and Broccolino, 304 A.2d 587, 617-19 (Md.
1973) (Smith,
J., dissenting) (concerning judicial removal provisions of 1967-68
Constitution).
n94. In addition to Wheeler & Kinsey, supra note 92,
other sources discussing
the 1967-68 Convention include Wayne Richard Swanson et al.,
Politics and
Constitutional Reform: The Maryland Experience, 1967-68 (Wash.
Ctr. for Metro.
Stud. October, 1970); Marianne Ellis Alexander, The Issues and
Politics of the
Maryland Constitutional Convention, 1967-1968 (1972) (unpublished
Ph.D.
dissertation, University of Maryland) (on file with the author);
Wayne Richard
Swanson, The Politics of Constitutional Revision: The Maryland
Constitutional
Convention, 1967-1968 (1969) (unpublished Ph.D. dissertation,
Brown University)
(on file with the author). A vast amount of original material
from the 1967-68
Constitutional Convention is part of the collection of the Maryland
State Law
Library and the Thurgood Marshall Law Library at the University
of Maryland
School of Law.
n95. The drafts are among the only pieces of legislative
history available
for the 1776 Declaration, as much of the work was done by committee
and not
recorded.
n96. One example is Article 5 of our current Declaration
of Rights. In the
August 27, 1776, draft, the same guarantees were made by Article
16. To maintain
the order in both directions, the August 27, 1776, box for the
historical
antecedent of our Article 5 is blank, but a cross reference sends
the reader to
the appropriate box for Article 16 of the August 27, 1776, version.
n97. It is ironic that those Maryland Constitutional Conventions
that were
most meticulous about providing an historical record of their
debates and
proceedings (1967-68 and to a lesser degree, 1864) are those
that had the least
impact, while the more important conventions (1867 and 1776)
kept significantly
fewer records and held many of their discussions in private sessions.
n98. Professor Howard has described the Virginia Bill
of Rights of 1776 as:
a restatement of the basic principles of the English liberty documents,
such as
Magna Carta, the Petition of Right, and the Bill of Rights. To
this English
heritage were added statements of natural rights philosophy:
that power derives
from the people, that men have certain inherent rights which
they retain in
civil society, and that a majority of the people have the right
to alter or
abolish an existing form of government.
1 Howard, supra note 3, at 7. A similar statement could be made about
the
Maryland Constitution. For reference to origins of Maryland provisions
in
historic English sources, see chart infra. For specific provisions
drawing on a
natural rights philosophy, see Tom N. McInnis, Natural Law and
the Revolutionary
State Constitutions, 14 Legal Stud. F. 351 (1990).
n99. Some commentators erroneously have suggested that
the Delaware
Declaration of Rights of 1776 predates Maryland's and was a model
for the
Maryland document. The reverse is true. Maryland's Declaration
of Rights was
drafted first and served as a model for Delaware's, but because
of the manner of
proceeding in the respective conventions, Delaware adopted its
Declaration of
Rights on September 11, 1776, while Maryland's was not adopted
until November 3,
1776. Del. Const. of 1776, reprinted in 2 Sources and Documents,
supra note 20,
at 197 (1973); Md. Const. of 1776, reprinted in 4 id. at 371
(1975).
n100. New Hampshire's original constitution was adopted
January 5, 1776, and
contained no rights-type provisions. See N.H. Const. of 1776,
reprinted in 6 id.
at 342-43 (1976).
n101. South Carolina's initial constitution, adopted March
26, 1776,
contained no declaration or bill of rights. That constitution
proved inadequate
and was superseded by a new constitution a mere two years later.
See S.C. Const.
of 1776, reprinted in 8 id. at 462-67 (1979); id. at 461 ("[The
South Carolina
Constitution of 1776] was a hasty improvisation, and two years
later a more
systematic scheme of government was substituted.").
n102. The Virginia Bill of Rights was adopted June 12,
1776, and its
constitution was adopted on June 20, 1776. Va. Const. of 1776,
reprinted in 10
id. at 13-14 (1979). Professor Howard states that the more influential
document
on the constitutions of other states was the penultimate version
of the Virginia
Declaration printed May 27, 1776. It is this version that was
reprinted in the
Maryland Gazette on June 13, 1776. 1 Howard, supra note 3, at
39.
n103. New Jersey's July 2, 1776, Constitution did not
contain a separate
declaration or bill of rights, but several familiar rights provisions
were
codified in that document. See Art. XVI (addressing right to
counsel and
witnesses in criminal trials); Art. XVIII (guaranteeing freedom
of religion);
Art. XIX (establishing guaranty against the establishment of
religion); Art. XX
(stating prohibition against dual office holding); and Art. XXII
(providing for
retention of English common law). See N.J. Const. of 1776, reprinted
in 6
Sources and Documents, supra note 20, at 449-53 (1976).
n104. The Pennsylvania Convention convened on July 15,
1776, and after a
period of public comment, a constitution was adopted September
28, 1776. John N.
Schaeffer, Public Consideration of the 1776 Pennsylvania Constitution,
98 Pa.
Mag. Hist. & Biog. 415, 417 (1974).
n105. Compare infra chart and accompanying commentary
(outlining the
legislative history of the various Maryland constitutions including
proposed
constitutions and drafts), with Va. Const. of 1776, reprinted
in 10 Sources and
Documents, supra note 20, at 48-50 (1979) (containing Virginia's
Bill of
Rights), and Pa. Const. of 1776, reprinted in 8 id. at 278-79
(1979) (containing
Pennsylvania's Declaration of Rights).
n106. See Robert F. Williams, The State Constitutions
of the Founding Decade:
Pennsylvania's Radical 1776 Constitution and its Influences on
American
Constitutionalism, 62 Temp. L. Rev. 541, 567 (1989) (stating
that Maryland's
constitution was the most conservative of the "founding decade").
n107. Hoffman, supra note 33, at 269.
n108. Williams, supra note 106, at 547-48, 576-79.
n109. Maeva Marcus, The Adoption of the Bill of Rights,
1 Wm. & Mary Bill
Rts. J. 115, 115 (1992).
n110. See McInnis, supra note 98, at 368-69.
n111. It is my contention that the Maryland appellate
courts use the phrase
"in pari materia" in two distinct ways. The first is used primarily
when
analyzing statutes, but also with regards to the due process
and equal
protection guarantees implicit within the Declaration of Rights.
When speaking
of these subjects, the courts give a nuanced meaning to the phrase
"in pari
materia" meaning that two items arose from the same background
and generally
have complementary, but not necessarily identical, meanings.
See, e.g., Aero
Motors, Inc. v. Administrator, Motor Vehicle Adm'n, 337 A.2d
685, 699 (Md. 1975)
(holding that although article of Maryland Declaration of Rights
concerning due
process has "been equated" with Due Process Clause of Fourteenth
Amendment, by
judicial construction and application, the two provisions are
not synonomous).
The second meaning of the phrase "in pari materia" is used when
the subject is
any other provision of the Declaration of Rights, and particularly
those
protecting the rights of criminal defendants. In those circumstances
the phrase
"in pari materia" means that the right protected by the state
constitution is
identical to the analogous federal provision, and that the Maryland
court will
defer completely to the United States Supreme Court's interpretation
of the
provision. See, e.g., State v. Bell, 638 A.2d 107, 109 n.2 (Md.
1994)
(interpreting Article 26 of Maryland Declaration of Rights as
being identical to
Fourth Amendment).
n112. The academic literature of state constitutional
law is highly critical
of the "lock-step" method of constitutional interpretation, wherein
the content
of a state provision is shackled to the United States Supreme
Court's
interpretation of an analogous federal provision. See, e.g.,
Linde, supra note
1, at 382-83 (arguing that most state courts rely on interpretations
of Federal
Bill of Rights to determine meaning of state constitutional guarantees);
Robert
F. Utter, Swimming in the Jaws of the Crocodile: State Court
Comment on Federal
Constitutional Issues when Disposing of Cases on State Constitutional
Grounds,
63 Tex. L. Rev. 1025, 1047 (1985) (asserting that if states cease
to consider
constitutional provisions from their own perspective then the
federal bench
would be deprived of rich and diverse research); Williams, supra
note 6, at 397
(stating that state court judicial review of state statutes or
executive actions
qualitatively different from Supreme Court's judicial review
of same action).
n113. I use the word "analogous" intentionally, but somewhat
tentatively. I
do not want to suggest in any way that the Federal Fourth Amendment
right
against unreasonable searches and seizures is identical to the
warrant
requirement of Article 26 of the Maryland Declaration of Rights.
I mean to say
only that they are analogous, "similar or comparable in certain
respects."
Webster's New World Dictionary (3d college ed. 1997).
n114. Failure to preserve a state constitutional argument
at trial likely
will be interpreted as a waiver of that issue in any subsequent
appellate
proceeding. Md. R. 8-131.
n115. 450 A.2d 952, 965-69 (N.J. 1982) (Handler, J., concurring).
I hasten to
note that I do not subscribe to Justice Handler's factor approach,
but that I
subscribe to the criticism of that approach given in Justice
Pashman's
concurring opinion in Hunt: "At bottom, Justice Handler's approach
effectively
entails a presumption against divergent interpretations of [the
state]
constitution unless special reasons are shown for [a state] to
take a path
different from that chosen at the federal level." Id. at 960
(Pashman, J.,
concurring). Nonetheless, Justice Handler's factors provide an
excellent
starting place for this discussion.
n116. As must be obvious, different judges and different
courts each will
have different conceptions about what constitutes a significant
textual
difference.
n117. I include within this category decisions of the
Supreme Court based on
federalism concerns, which obviously are not structurally relevant
to the Court
of Appeals of Maryland. A clear example of this is San Antonio
Independent
School District v. Rodriguez, 411 U.S. 1, 58 (1973) (holding
education policy to
be uniquely state concern); see also Sager, supra note 22, at
975-76 (discussing
role of federalism).
n118. For a discussion of these sources for independent
state constitutional
analysis, see generally Williams, supra note 6 (comparing federal
and state
judicial review and evaluating states' rejection of Supreme Court
reasoning).
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